Pietermaritzburg High Court Judge Chris Nicholson on Friday, Sept 12
2008, on an application by Jacob Zuma to have a decision to prosecute
him declared invalid.
1. The applicant is Jacob Gedleyihlekisa Zuma. The applicant sets
out in some detail his career including his participation in the
liberation struggle for political rights for all in South Africa. He is
66 years of age and served time on Robben Island for a political
offence. Thereafter the applicant went into exile to fight for the
political rights of the oppressed in this country. Since the advent of
democracy he has occupied a number of senior posts in the African
National Congress (ANC) and is currently the president.
2. Apart from his party political career the applicant has at all
material times to this application held high political office. He was a
member of the KwaZulu-Natal legislature and the Member of the Executive
Council (MEC) for Economic Affairs and Tourism for that province from
April 1994 to June 1999.
3. The applicant became a member of the National Assembly of
Parliament in June 1999. He was appointed the Deputy President of the
Republic of South Africa on 19 June 1999 and became leader of
government business in Parliament. The remainder of his career will
appear from the facts enumerated in the judgment hereinafter.
4. The Respondent is the National Director of Public Prosecutions
('the NDPP').
5. The Society for the Protection of our Constitution, a voluntary
association, applied to join these proceedings as an amicus curiae.
6. The applicant was represented at the hearing by Mr K J Kemp SC,
assisted by Mr MDCSmithers and Miss AA Gabriel, the NDPP by Mr W
Trengove SC, assisted by Mr W Downer SC, Mr George Baloyi, Mr A
Breitenbach, Ms Kameshni Pillay and Mr A Steynberg, while the Society
was represented by Mr Z Omar. I am immeasurably grateful to counsel for
their efforts which have made my very difficult task a lot easier by
their thorough heads of argument and other materials.
Background
7. On 23 August 2003 the then NDPP Mr Bulelani Ngcuka held a press
conference at which he announced that his office had decided to
prosecute one Mr Schabir Shaik and a number of corporate entities in
which he had substantial interests, but not the applicant who at that
time was the deputy President of the Republic of South Africa.
8. This prosecution was pursued and Mr Shaik was in due course
convicted and sentenced to an effective term of fifteen years
imprisonment. The corporate entities were also sentenced appropriately.
The Supreme Court of Appeal and Constitutional Court have confirmed the
convictions and sentence. It was common cause during that case ('the
Shaik trial') that between October 1995 and September 2002, Shaik
personally, and some of the corporate appellants, made numerous
payments totalling a substantial amount of money to or on behalf of the
applicant.
9. Discovery of the payments ultimately led to the prosecution of
Shaik and the corporate entities. They were charged with three main
counts and in each instance with a number of lesser alternate charges.
The main charge on count 1 was that of contravening section 1(1)(a)(i)
and (ii) of the Corruption Act 94 of 1992 (the CA).
10. The State alleged that during the relevant period Shaik and one
or other of the corporate entities made 238 separate payments of money
either directly to or for the benefit of the applicant. The State
alleged that the object of the payments was to influence the applicant
to use his name and political influence for the benefit of Shaik's
business enterprises or as an ongoing reward for having done so.
11. The main charge on count 3 was one in terms of s 1(1)(a)(i) of
the CA. During September 1999, Ms Patricia de Lille, a member of
Parliament, made allegations concerning corrupt practices during what
has become known as the arms deal. This related to the purchase of
armaments by the Government of the Republic of South Africa from a
number of overseas and local contractors. As a result of her complaints
a number of State institutions, including the Auditor-General, the
National Prosecuting Authority and the Public Protector, became
involved.
12. Thomson-CSF (Thomson), a French company with which Shaik had
participated as part of a consortium (the German Frigate Consortium),
had acquired a significant stake in the arms deal, in particular, the
provision of an armaments suite for corvettes for the South African
Navy purchased by the Government. The State alleged that Mr Shaik's
participation, through a local company called African Defence Systems
(ADS), in which Thomson acquired a majority stake, was as a result of
the applicant's influence.
13. It alleged further, that during September 1999 and at Durban,
Shaik, acting for himself and his companies, met Alain Thétard, a
Thomson executive, and that a suggestion was made that in return for
payment by Thomson to the applicant of R500 000 per year, until
dividends from ADS became payable to Shaik, the applicant would shield
Thomson from the anticipated enquiry and thereafter support and promote
Thomson's business interests in South Africa.
14. The State alleged that the suggestion was then approved by
Thomson's head office in Paris and that a seal was set on this
arrangement at a meeting in Durban during March 2000 involving Thétard,
Shaik and the applicant. This led to a document described in the
evidence as 'the encrypted fax' being sent by Thétard from Pretoria to
Thomson's head office.
15. A few days after Mr Shaik was convicted and sentenced (see S v
Shaik & Others 2007 (1) SACR 142 (D)), on 20 June 2005, the successor
of Mr Ngcuka, the new NDPP Mr Vusi Pikoli, announced that his office
had decided to prosecute the applicant. This was followed up by the
service on the applicant of a provisional indictment in November of the
same year. The indictment was a mirror image of counts 1 and 3 of the
charges of which Mr Shaik had been convicted.
16. The matter came before Msimang J on 31 July 2006. The State
applied for a postponement to complete its investigations and finalize
the indictment. The application was opposed. Msimang J, in his judgment
of 20 September 2006 refused the postponement and called on the State
to proceed with the trial. When the State indicated that it was not
ready to proceed to trial, he struck the matter from the roll.
17. On 27 December 2007 the National Prosecuting Authority ("NPA")
decided once again to prosecute the applicant. That decision was
followed up with the service of an indictment on the applicant on 28
December 2008. The applicant is currently charged together with Thint
Holding (Southern Africa)(Pty) Ltd (the second accused) and Thint (Pty)
Ltd (the third accused), with 18 counts, including charges of
racketeering, corruption, money laundering and fraud.
The present application
18. Prior to the matter being called in court on 4 August 2008 the
applicant brought an application in which he seeks an order in the
following terms:
( (b) Acting as an agent for the Security Police and/or National
Intelligence Service of any pre-1994 government.'
36. That commission was appointed to investigate the scandalous
allegations made of the NDPP at that time. It seems to me so much more
important to appoint a commission to thoroughly investigate whether
there is truth in the allegations of widespread corruption and, if
there is not, to clear the name of President Mbeki and those others
unjustly accused.
37. To return to the request of the Amicus for this court to appoint
a commission of enquiry into the scandalous allegations made of the
applicant. From the above it is abundantly clear that the court cannot
perform such a function. To make such an order would be what is known
in the law as a brutum fulmen - a useless thunderbolt. It is only the
president who is empowered by the constitution to appoint commissions.
That relief sought by the amicus must therefore be refused.
38. The other relief sought by the amicus, seeking orders staying or
dismissing the charges against the applicant permanently or until his
term of office as President of South Africa ceases, is similarly
misconceived and must be dismissed.
39. There are other reasons why the application of the amicus cannot
succeed. In Certain Amicus Curiae Applications, In re: Minister of
Health and Others v Treatment Action Campaign and Others (CCT8/02)(5
July 2002) the Constitutional Court said the following:
'The role of an amicus is to draw the attention of the court to
relevant matters of law and fact to which attention would not otherwise
be drawn. In return for the privilege of participating in the
proceedings without having to qualify as a party, an amicus has a
special duty to the court. That duty is to provide cogent and helpful
submissions that assist the court. The amicus must not repeat arguments
already made but must raise new contentions; and generally these new
contentions must be raised on the data already before the court.
Ordinarily it is inappropriate for an amicus to try to introduce new
contentions based on fresh evidence.'
40. The NDPP, on behalf of the State, objected to the admission of
the Society as an amicus, while the applicant, through his counsel,
while not expressly supporting the application, did not object thereto.
In his affidavit in support of the amicus application, Mr William
Mahlangu, the chairperson of the Society attacks the method of securing
attendance at court of the applicant which is not a live issue in the
application at all. The deponent also makes similar allegations of a
political conspiracy against the applicant which add nothing to what
the applicant has said himself. I accordingly find that the admission
of the Society will not be of any assistance to this Court in its
deliberations.
The applications to strike out
41. The respondent has applied to strike out 15 items, some
including multiple paragraphs, of the applicant's founding affidavit.
The first item relates to the biographical material of the applicant
and his part in the struggle for democratic rights in South Africa. The
remaining paragraphs complained of can be broadly described as being
offensive because they insinuate that there is political meddling in
the prosecution process. This is a serious allegation and must be
examined with the most anxious deliberation, as it strikes to the heart
of our democracy. The independence of the NPA and the prohibition on
executive interference will be examined in detail later in the
judgment. The role of the courts to monitor and halt any such executive
action was unequivocally asserted by the Constitutional Court in In Re
Certification of the Constitution of the RSA 1996(4) SA 744 at para
[146] where the Court held that
'[section] 179(4) [of the Constitution] provides that the national
legislation must ensure that the prosecuting authority exercises its
functions, without fear, favour of prejudice. There is accordingly a
constitutional guarantee of independence, and any legislation or
executive action inconsistent therewith would be subject to
constitutional control by the Courts.' (Emphasis added.)
42. There is therefore an emphatic constitutional imperative to
outlaw any executive action which seeks to interfere with the
independence of the prosecuting authority. The applicant in turn
applies to strike out seven paragraphs and one annexure in the
respondent's answering affidavits. The material that causes offence
relates to allegations of improper conduct by applicant and his legal
representatives and the inclusion of other proceedings about such
conduct and the award of costs in such other proceedings.
43. These are substantive applications and are accompanied by
affidavits setting out the reasons for striking out the relevant
paragraphs. Both applications include prayers for punitive costs on the
attorney and client scale. At no stage did either party abandon these
applications and the court is therefore compelled to deal with them. It
is of course trite that in order to rule on what is irrelevant, or
scandalous and vexatious the court has to look at the merits and what
is relevant to the live issues therein. See Elher (Pty)Ltd v Silver
1947 (4) SA 173 (W) at 176-
43. These are substantive applications and are accompanied by
affidavits setting out the reasons for striking out the relevant
paragraphs. Both applications include prayers for punitive costs on the
attorney and client scale. At no stage did either party abandon these
applications and the court is therefore compelled to deal with them. It
is of course trite that in order to rule on what is irrelevant, or
scandalous and vexatious the court has to look at the merits and what
is relevant to the live issues therein. See Elher (Pty) Ltd v Silver
1947 (4) SA 173 (W) at 176-7. I accordingly propose to look at the
merits before determining the strike out applications.
Was applicant entitled to make representations in terms of the
relevant law?
44. The crisp issue for determination is whether the applicant was
entitled to make representations to the NDPP before the decision was
taken to prosecute him.
45. Section 179(5)(d) of the Constitution of the Republic of South
Africa, Act no 108 of 1996 provides as follows:
'[The National Director Public Prosecutions] may review a decision
to prosecute or not to prosecute, after consulting the relevant
Director of Public Prosecutions and after taking representations within
a period specified by the National Director Public Prosecutions, from
the following:
(i) The accused person.
(ii) The complainant.
(iii) Any other person or party whom the National Director considers
to be relevant.'
46. The NDPP contends that these provisions do not apply to the
decision to prosecute the appellant in this matter. It is common cause
that the applicant was not afforded an opportunity to make
representations.
47. The obligation to hear representations forms part of the audi
alteram partem principle. What is required is that a person who may be
adversely affected by a decision be given an opportunity to make
representations with a view to procuring a favourable result. The
affected person should usually be informed of the gist or the substance
of the case, which he is to answer. The affected person has no general
right to receive every piece of information relevant to the decision.
See Chairman, Board on Tariffs and Trade v Brenco Inc and Others
2001(4) SA 511 (SCA) paras 13, 14, 29, 30 and 42. Radio Pretoria v
Chairman, Independent Communications Authority of South Africa 2003(5)
SA 451 (T) para 24.6.
48. In order to give effect to the right to procedurally fair
administrative action, the respondent had to give the applicant
adequate notice of the nature and purpose of the proposed
administrative action. The proposed administrative action was the
exercise of the discretion to change his decision not to prosecute to
one prosecuting the applicant.
49. The duty to give a reasonable opportunity to make
representations had to be in the context of the reasons not to
prosecute the applicant which had changed thereafter.
50. In the case of Nisec (Pty) Ltd v Western Cape Provincial Tender
Board and Others 1998 3 SA 228 (C) at 234-5 Davis J held that
'In summary, it appears that a right to a hearing does include the
provision of such information which would render the hearing meaningful
in that the aggrieved party is given an opportunity to know all the
ramifications of the case against him and thereby is provided with the
opportunity to meet such a case.'
51. The ramifications of the case against the applicant would surely
include the basis upon which the respondent had since changed his
thinking about the decision to prosecute. As Colman J said in
Heatherdale Farms (Pty) Ltd and Others v Deputy Minister of Agriculture
and Another 1980 (3) SA 476 (T) at 486D--F:
'It is clear on the authorities that a person who is entitled to the
benefit of the audi alteram partem rule need not be afforded all the
facilities which are allowed to a litigant in a judicial trial. He need
not be given an oral hearing, or allowed representation by an attorney
or counsel; he need not be given an opportunity to cross-examine; and
he is not entitled to discovery of documents. But on the other hand
(and for this no authority is needed) a mere pretence at giving the
person concerned a hearing would clearly not be compliance with the
rule. . . . What would follow . . . is, firstly, that the person
concerned must be given a reasonable time in which to assemble the
relevant information and to prepare and put forward his representation;
secondly he must be put in possession of such information as will
render his right to make representations a real, and not an illusory
one.'
52. The right to make representations would only be real and not
illusory if the applicant knew what criteria were applied in not
prosecuting him and how those had changed. I will return to the
competing contentions of the parties in this matter but it suffices to
say that the applicant submits the two decisions were as a result of a
political campaign against him and the respondent maintains it was as a
result of new evidence that had been discovered.
53. The applicant claims that the decision to prosecute him
constitutes a 'review' of an earlier decision not to prosecute, hence
he is entitled to make representations to the NDPP in terms of section
179(5)(d) of the Constitution, and the virtually identically worded
section 22(2)(c) of the National Prosecuting Authority Act 32 of 1998
('the NPA Act').The applicant has to have regard to the provisions of
the national legislation, even though he refers to the constitution. It
has been held that where legislation is enacted to give effect to a
constitutional right, a litigant may not bypass that legislation and
rely directly on the Constitution without challenging that legislation
as falling short of the constitutional standard. See South African
National Defence Union v Minister of Defence and others 2007 (5) SA 400
(CC) at paragraph 51. The applicant does not challenge the
constitutionality of the relevant provision in the NPA Act. Where the
two are in virtually identical terms it does not seem to me to be a
problem to refer to the wording in the constitution. The fact that such
wording is contained in that document could hardly diminish its status.
It must always be borne in mind that section 2 provides that the
Constitution is the supreme law of the Republic; law or conduct
inconsistent with it is invalid, and the obligations imposed by it must
be fulfilled.
The nature of the proceedings
54. There was some debate as to the nature of these proceedings. Mr
Kemp suggested that they were in the nature of or akin to section
106(1)(h) of the Criminal Procedure Act, no 51 of 1977, which is to the
effect that when an accused pleads to a charge he may plead that the
prosecutor has no title to prosecute. Sub-section (3) provides that an
accused shall give reasonable notice to the prosecution of such a plea
though such may be waived by the prosecutor or the Court may on good
cause shown dispense with such notice or adjourn the trial to enable
such notice to be given.
55. It is manifest that such a plea is available if the prosecutor
has not been properly appointed and in that case the proceedings are a
nullity. I have a number of difficulties with the submission that this
application is akin to or even in terms of section 106. Firstly the
section commences with the words 'When an accused pleads to a charge'.
It is manifest that the applicant has not had the charges in the
indictment put to him let alone pleaded to them. In addition I
understand that it was the intention of the applicant to seek further
particulars to the charge before it was put to him.
56. The second problem relates to the ambit of this particular plea.
It has been held that the sub-section refers specifically to a plea
addressing whether the prosecutor has title to prosecute. The plea
therefore relates to the right or authority of the prosecutor to appear
as a prosecutor in the case. See Ndluli v Wilken NO and others 1991(1)
SA 297 (AD) at 306 C - D. I do not, therefore, believe that section 106
avails the applicant at this stage.
57. Are the proceedings therefore civil in nature? Mr Trengove
argued that the Court is precluded from considering this application
because it does not constitute administrative action in terms of the
Promotion of Administrative Justice Act No 3 of 2000 (PAJA). Section
6(1) provides that any person may institute proceedings in a Court or
tribunal for the judicial review of an administrative action.
'Administrative action' is defined in section 1(ff) to mean any
decision taken by an organ of State which adversely affects the rights
of any person and which has a direct, external legal effect, but does
not include a decision to institute or continue a prosecution.
58. It is clear that a decision not to prosecute an accused is
subject to review by the Court though not one to institute a
prosecution. Put differently, the Court's jurisdiction to review a
decision to prosecute is excluded. Although clearly not identical this
exclusion has much in common with what are termed ouster clauses.
59. In Rex v Padsha 1923 AD 281 the Appellate Division had reason to
consider a section of the Immigration Regulation Act 22 of 1913 which
provided that any person or class of persons deemed by the Minister on
economic grounds inter alia shall be a prohibited immigrant. Acting
under these powers the Minister issued a notice in which he deemed
every Asiatic person to be unsuited on economic grounds to come and
live in this country. Surprisingly the majority of judges in that Court
upheld the validity of the notice. The majority decision saw nothing
wrong with stigmatising the whole population of Asia as unsuitable on
economic grounds from entering South Africa. Broadly stated, every
Asiatic, the majority held, would threaten the job security of the
population of this country.
60. Even traders, teachers, lawyers and priests were not welcome.
Clearly the South African experience of one particularly troublesome
immigrant had immense influence on the Court's decision. The Court said
and I quote
'Moreover, a person of that class, exercising influence over his
fellow Asiatics may become a disturbing factor in the industrial
processes of the country, as actually happened in the now historic case
of Gandhi.'
61. Fortunately Innes CJ, in the minority, saw things differently.
The relevant law conferred upon Immigration Boards' exclusive
jurisdiction in deciding immigration matters and ousted the
jurisdiction of the Courts. Chief Justice Innes then said
'It is competent for Parliament to oust the jurisdiction of Courts
of law if it considers such a course advisable in the public interest.
But where it takes away the right of an aggrieved person to apply to
the only authority which can investigate and, where necessary, redress
his grievance, it ought surely to do so in the clearest language.
Courts of law should not be astute to construe doubtful words in a
sense which will prevent them from doing what prima facie is their
duty, namely, from investigating cases of alleged injustice or
illegality.'
62. The Courts have followed the words of Innes CJ in a large number
of decisions which have adroitly side-stepped ouster clauses in a
plethora of statutes.
63. PAJA excludes the Court's right to review a decision to
prosecute. Does this ouster provision preclude this Court investigating
a defective procedure which preceded the making of the decision?
Assuming the right of an accused to make representations, would this
oust the right of the Courts to review a failure by the NDPP to afford
such a right? It should be borne in mind that a review is essentially a
court procedure aimed at inadequacies in the process and not the merits
of the decision.
64. The decision taken to prosecute the applicant would be one in
terms of section 179(5)(d) of the Constitution which is one taken,
after consulting with DPPs and taking representations from the accused
inter alia. On this hypothesis the decision by Mr Pikoli and his
successor Mr Mpshe was not such a decision taken after consulting such
persons and it falls outside the provision precluding the Court's
review powers. Put differently, the jurisdictional facts that should
have preceded the making of the decision, were consultations with the
DPPs and the right of the accused inter alia to make representations.
Once these jurisdictional facts were absent the decision ceased to be
one in terms of section 179(5)(d) and became justiciable under PAJA.
65. There is ample authority for this proposition, including
Minister of Law and Order v Hurley and another 1986(3) 568 AD at 584 et
seq. In that case the Court referred with approval to Rex v Padsha
(supra). Hurley's case involved an ouster clause relating to arrest and
detention of persons in terms of section 29(1) of the Internal Security
Act 74 of 1982, which could only take place if a policeman with the
rank of lieutenant-colonel or higher had reason to believe the person
had committed certain offences. The Court held that the ouster clause
did not avail the police if a policeman, for example, of a lower rank
performed the arrest. It did not avail the policeman also if he did not
have reason to believe in the sense of informing the Court of the
reasons. (See page 584 F - I).
66. In casu, therefore, if a decision needed the accused to make
representations such was not a decision in terms of section 179(5)(d)
if no representations were entertained. I believe the Court's
jurisdiction remains unimpaired. It is not therefore necessary to
consider the fascinating arguments as to whether PAJA constitutes an
exclusive codification of the rights of review. I am of the judgment
that this application is in the nature of a civil review and I have
therefore excluded my assessors from such decision.
The proper approach to interpretation
67. The courts have held that the proper approach to the
interpretation of a statute is to seek the intention of the
legislature. The rules of interpretation are set out in S v Toms: S v
Bruce 1990 (2) SA 802 (AD) at 807H-808A where the court stated as
follows:
'The primary rule in the construction of statutory provisions is to
ascertain the intention of the Legislature. One does so by attributing
to the words of a statute their ordinary, literal, grammatical meaning.
Where the language of a statute, so viewed, is clear and unambiguous
effect must be given thereto, unless to do so... would lead to absurdity
so glaring that it could never have been contemplated by the
Legislature, or where it would lead to a result contrary to the
intention of the Legislature, as shown by the context or by such other
considerations as the Court is justified in taking into account... The
words used in an Act must therefore be viewed in the broader context of
such Act as a whole... When the language of a statute is not clear and
unambiguous one may resort to other canons of construction in order to
determine the Legislature's intention. (Case references omitted.)
68. Both counsel Mr Kemp and Mr Trengove submitted that there was no
ambiguity and that sensible meaning could be given to the words in the
sub-section in question. It may be as well at the outset to define the
limits of the competing arguments over the interpretation of the
sub-section. It is clear that what occurred was a decision by the NDPP
either by himself or in all probability in conjunction with the head of
the Directorate of Special Operations, a Deputy National Director, Mr
McCarthy. Secondly, the process they went through in deciding to
prosecute the applicant was clearly a review in its ordinary sense of a
reconsideration, alteration or substitution of a previous decision not
to prosecute.
69. Although the right or duty to review a decision to prosecute or
not to prosecute is clearly discretionary once the NDPP and Mr McCarthy
decided to embark on that exercise there must be some circumstances in
which, when they did so, they were obliged to consult the relevant
Director of Public Prosecutions (DPPs) and take representations within
a period specified by the National Director Public Prosecutions, from
the accused person, the complainant and any other person or party whom
the NDPP considers to be relevant. In other words there is no merit in
an argument that there are no circumstances in which he or they are not
obliged to consult inter alia the accused.
70. As it common cause that this obligation to take representations
relates only to the NDPP it does not apply to a prosecutor in the
Magistrates' Court or the High Court, when confronted with a possible
review of a decision to prosecute or not to. The words 'after
consulting the relevant DPPs' seemed to be the cause of the most
controversy in argument. Mr Trengove submitted that the duty of a NDPP
to take representations of an accused were limited to only those
occasions when he was overruling a decision of a DPP and not when he
was overruling his own decision or the decision of his predecessor.
71. In other words the contention of the applicant, so the argument
for respondent went, meant that the sub-section should be read without
the words in question. In that event the sub-section would read that
'[The National Director Public Prosecutions] may review a decision to
prosecute or not to prosecute after taking representations within a
period specified by the National Director Public Prosecutions, from the
following: the accused person, the complainant and any other person or
party whom the National Director considers to be relevant.'
72. Had the sub-section read in that fashion there would have been
no doubt that the applicant had to have a chance to make
representations once the NDPP embarked on a review. Mr Kemp submitted
that the sub-section does not state that '[The National Director Public
Prosecutions] may review a decision to prosecute or not to prosecute of
a Director of Public Prosecutions, after consulting etc...' It is also
clear that the words in italics are not present and their inclusion
would have also put the matter beyond any doubt. The real importance in
the sub-section seems to be to allow representations, by an accused,
where a decision not to prosecute has been reversed, and to a
complainant, where a prior decision to prosecute has been altered to
one not to prosecute.
73. Assuming that there must be occasions when representations had
to be heard from an accused, those made by the NDPP would be in more
serious matters than those made by the DPPs and their subordinates.
Looked at from the perspective of the NDPP, the right to simply reverse
his own previous decision not to prosecute, might be seen to arise from
his elevated status. From the perspective of the accused, the fact that
a decision required the attention of the NDPP would necessarily be of
great moment to him (the accused) and would obviously require such an
accused to be afforded the opportunity to make representations. That he
cannot make representations in such a case, on the respondent's
version, would also, for obvious reasons, be an absurdity.
74. Another absurdity would be that an unscrupulous DPP intent on
having a previous decision changed could either change it himself or
ask someone below the rank of NDPP i.e. a Deputy National Director to
review the decision. In each case the accused would be out in the cold
in the sense of not being able to make representations.
75. I am of the view that all these considerations incline me to
hold that there does seem to be some ambiguity in the sub-section and
the words are not capable of unequivocal interpretation. Looked at from
the accused's perspective there is also a glaring absurdity that the
review of a decision not to prosecute him of a lower subordinate of the
NDPP, i.e. the DPP, in arguably a less serious matter would entitle him
to make representations, while a more serious matter involving the
decision of the NDPP alone would leave him out in the cold.
76. Given that there are these and other glaring absurdities and
that the negation of the right of an accused to make representations
may lead to a result contrary to the intention of the Legislature, it
is necessary to look at the context in which the words appear in the
Act as a whole. As appears from the authority cited earlier when the
language of a statute is not clear and unambiguous one may also resort
to other canons of construction in order to determine the Legislature's
intention.
77. To ascertain the intention of the legislature we have to look at
the mischief the new provisions were designed to remedy. In order to
properly understand the provisions of the section it is necessary to
look at the history of the Act and its predecessors.
78. From time immemorial the executive has cherished the notion of
usurping the independent function of the prosecuting authority and
directing criminal prosecutions at its political opponents. That it was
so under the Apartheid Government is manifest and the catalogue of
prosecutions, from the Treason Trial in the early sixties, to the
plethora of prosecutions thereafter under the Terrorism Act of 1967,
bear witness to that stratagem. Many activists, fighting against the
apartheid system, languished for many years behind bars, as a result of
prosecutions at the instance of the executive.
79. The political control of prosecutions was effected by a series
of statutes, the last, during the Apartheid era, being section 3 of the
CPA. Section 3 of the CPA provided the authority to prosecute prior to
1992 and gave the Minister of Justice complete control over the
provincial attorneys-general. Section 3(5) provided as follows:
'An attorney-general shall exercise his authority and perform his
functions under this Act or under any other law subject to the control
and directions of the Minister who may reverse any decision arrived at
by an attorney-general and may himself in general or in any specific
matter exercise any part of such authority and perform any of such
functions.'
80. The daunting prospect of the Minister of Justice, in the new
South Africa, giving directions for prosecutions against the architects
and executioners of the Apartheid policy, galvanized the mostly white
legislature to pass the Attorney-General Act, no 92 of 1992, (the AG
Act) in its death throes. The AG Act took away all political control
over prosecutions, repealed section 3 of the CPA and provided in
section 5(1) that every attorney-general had the authority to prosecute
in any court within his jurisdiction. Section 108(1) of the Interim
Constitution repeated the notion of an absence of political
interference, when it vested attorneys-general with the power to
institute prosecutions on behalf of the State.
81. Section 179 of the Final Constitution introduced the notion of
National Director of Public Prosecutions (the NDPP) with powers of
control over the old provincial attorneys-general, who now became
Directors of Public Prosecutions.
82. A perusal of the remaining sub-sections of section 179 assists
in interpreting the statute. Section 179(5) provides the NDPP with the
responsibility to determine, with the concurrence of Cabinet members,
responsible for the administration of justice and after consulting
DPPs, prosecution policy which must be adhered to in all prosecutions.
In addition he bears the responsibility to issue policy directives,
which must be observed in all prosecutions. The corollary of this is
the power of the NDPP to intervene in the prosecution process when
prosecution policy directives are not complied with.
83. Section 179 provides for the creation of the Prosecuting
authority. In terms of sub-section (1) it calls into being a single
national prosecuting authority consisting of the NDPP, who is the head
of the prosecuting authority, and is appointed by the President, and
Directors of Public Prosecutions ('DPPs') and prosecutors as determined
by an Act of Parliament.
84. Sub-section (2) of section 179 provides that the prosecuting
authority has the power to institute criminal proceedings on behalf of
the state, and to carry out any necessary functions incidental to
instituting criminal proceedings.
85. Sub-section (3) provides that national legislation must ensure
that the DPPs are appropriately qualified; and are responsible for
prosecutions in specific jurisdictions, subject to subsection (5).
Sub-section (4) continues by providing that national legislation must
ensure that the prosecuting authority exercises its functions without
fear, favour or prejudice. I interpolate here to mention that this is
but one of many clear indications that the NDPP and the prosecuting
authority are independent and must be free of all political
interference. Further reference will be made to this but it is
instructive to note that the Constitutional Court has asserted this
independence in no uncertain terms. Mention has been made of the
Certification case in which the Constitutional Court held there is
accordingly a constitutional guarantee of independence, and any
legislation or executive action inconsistent therewith would be subject
to constitutional control by the Courts.
86. In Carmichele v Minister of Safety and Security and Another 2002
(1) SACR 79 (CC) the court held
'Prosecutors have always owed a duty to carry out their public
functions independently and in the interests of the public.'
87. Sub-section (5) provides that the NDPP must determine, with the
concurrence of the Cabinet member responsible for the administration of
justice, and after consulting the DPPs prosecution policy and must
issue policy directives which must be observed in the prosecution
process. The NDPP may intervene in the prosecution process when policy
directives are not complied with and may review a decision to prosecute
or not to prosecute as I have indicated above.
88. Sub-section (6) provides that the Cabinet member responsible for
the administration of justice must exercise final responsibility over
the prosecuting authority. That this does not imply any right to
interfere with a decision to prosecute is clear from what follows.
89. In their submissions to the Enquiry into the NDPP (the Pikoli
Enquiry) by the South African Institute for Advanced Constitutional,
Public, Human Rights and International law by Hannah Woolaver and
Michael Bishop published in Advocate August 2008 at page 31 the authors
state :
'Therefore, the Minister's powers of oversight are confined to those
included in the Act. As already discussed, these include the
requirement that the Minister approve prosecution policy, and various
duties on the NDPP to provide information and submit reports to the
Minister. The Act gives no power to the Minister regarding the exercise
of prosecutorial discretion in individual cases. As such, individual
decisions regarding whether or not to prosecute in a particular case
are not within the purview of the Minister's 'final responsibility'.
These rest in the exclusive discretion of the prosecuting authority,
and ultimately the National Director.'
90. I agree with this summary of the position. Pursuant to the
imperative to produce national legislation parliament has passed the
NPA Act, which provides in terms of section 22 for the NDPP as the head
of the prosecuting authority, to have authority over the exercising of
all the powers, and the performance of all the duties and functions
conferred by the Constitution or that Act law. Of particular interest
in the present enquiry is sub-section (4) which provides that in
addition to any other powers, duties and functions conferred on the
NDPP he may conduct any investigation he may deem necessary in respect
of a prosecution and may direct the submission of and receive reports
from a DPP in respect of a case, a matter, a prosecution or a
prosecution process or directions.
91. Section 32 provides a further indication of the desire of
Parliament to prevent interference, political and otherwise from the
decisions to prosecute. It provides for the impartiality of, and oath
or affirmation by members of prosecuting authority. Sub-section (1)(a)
provides that a member of the prosecuting authority shall serve
impartially and carry out his duties and functions in good faith and
without fear, favour or prejudice and subject only to the Constitution
and the law. Sub-section (1)(b) provides a very strong imperative
against interference with a member of the prosecuting authority. It
provides that no organ of state and no member of an organ of state nor
any other person shall improperly interfere with, hinder or obstruct
the prosecuting authority in the exercise of its duties and functions.
92. To enforce the seriousness of this prohibition on any
interference by any person from the President downwards section 41
provides that contravention of that sub-section is a serious offence
and any person contravening it shall be liable on conviction to a fine
or to imprisonment for a period not exceeding 10 years or to both such
fine and such imprisonment.
93. That there should be no political influence was trenchantly
stated in S v Yengeni 2006 (1) SACR 405 (T) at paragraph [51] where
Bertelsmann and Preller JJ observed
'The Constitution guarantees the professional independence of the
[NDPP] and every professional member of his staff, with the obvious aim
of ensuring their freedom from any interference in their functions by
the powerful, the well-connected, the rich and the peddlers of
political influence.'
94. What the learned judges were saying in that case was that the
independence of the prosecuting authority is vital to the independence
of the whole legal process. If one political faction or sectional
interest gains a monopoly over its workings the judiciary will cease to
be independent and will become part of a political process of
persecution of one particular targeted political enemy.
95. How then does this impact on the power of the NDPP to review a
decision to prosecute or not to prosecute? He sits at the apex of the
prosecuting authority, insulated from political interference and is the
final decision maker in the prosecuting process. Should an accused
challenge a decision to prosecute, the NDPP is the final port of call
in the administrative process of making representations. Having been
largely instrumental in creating prosecuting policy and after giving
prosecuting directives he is obliged to ensure they are carried out.
96. The hierarchy of prosecuting authority requires that decisions
to prosecute are made by various levels in descending order from the
NDPP and down through the ranks of DPPs to the lowest prosecutor. The
NDPP is empowered alone to authorize prosecutions in certain instances
including the Prevention of Organised Crime Act, no 121 of 1998,
sections of the Films and Publications Act 65 of 1996, and The
Implementation of the Rome Statute of the International Criminal Court
Act, no 27 of 2002. The fact that authorization is required from the
NDPP tends to suggest that he is not involved in the actual prosecution
itself and authorizes the DSO to prosecute. Apart from that the lower
levels of prosecutors below DPPs exercise a delegated authority to
bring prosecutions in the courts.
97. Acting on this delegated authority prosecutors decide to
prosecute or not depending on criteria established in the policy
directives emanating from the prosecution policy. The prosecution
policy talks of exercising its function 'without fear, favour or
prejudice' and that the process must be 'fair, transparent, consistent
and predictable'. It purports to promote 'greater consistency in
prosecutorial practices nationally'. It requires
'members of the Prosecuting Authority to act impartially and in good
faith. They should not allow their judgment to be influenced by factors
such as their personal views regarding the nature of the offence or the
race, ethnic or national origin, sex, religious beliefs, status,
political views or sexual orientation of the victim, witnesses or the
offender.'
98. The policy states further that
'The decision whether or not to prosecute must be taken with care,
because it may have profound consequences for victims, witnesses,
accused and their families. A wrong decision may also undermine the
community's confidence in the prosecution system... Once a prosecutor is
satisfied that there is sufficient evidence to provide a reasonable
prospect of a conviction, a prosecution should normally follow, unless
public interest demands otherwise.'
99. The prosecution policy deals with the question of public
interest and mentions factors that should be taken into account
including
'the seriousness of the offence,... the manner in which it was
committed, the motivation for the act and the relationship between the
accused and the victim. The nature of the offence, its prevalence and
recurrence, and its effect on public order and morale.'
100. The policy also makes mention of 'the need for individual and
general deterrence, and the necessity of maintaining public confidence
in the criminal justice system.'
101. Mention is also made of the circumstances of the offender
including, 'previous convictions, criminal history, background,
culpability and personal circumstances as well as other mitigating and
aggravating factors.'
102. The policy speaks about restarting a prosecution and says the
following
'People should be able to rely on and accept decisions made by
members of the Prosecuting Authority. Normally, when a suspect or an
accused is informed that there will not be a prosecution or that
charges have been withdrawn, that should be the end of the matter.
There may, however, be special reasons why a prosecutor will review a
particular case and restart the prosecution. These include... an
indication that the initial decision was clearly wrong and should not
be allowed to stand; an instance where a case has not been proceeded
with in order to allow the police to gather and collate more evidence,
in which case the prosecutor should normally have informed the accused
that the prosecution might well start again... a situation where a
prosecution has not been proceeded with due to the lack of evidence,
but where sufficient incriminating evidence has since come to light...'
103. Regard should also be had to the Code of Conduct of the
National Prosecuting Authority which was framed by the NDPP in terms of
section 22(6)(a) of the NPA Act and which is binding on all members of
the Prosecuting Authority. It provides that
'prosecutors should be individuals of integrity whose conduct should
be honest and sincere who should respect, protect and uphold justice,
human dignity and fundamental rights as entrenched in the Constitution...
strive to be and be seen to be consistent, independent and impartial...'
The NDPP as a reviewing authority
104. It is important to note that there is a constitutional
imperative to carry out the prosecution policy and directives as the
constitution uses the peremptory 'must' in stipulating those duties of
the prosecution authority. The constitution and the NPA Act, read with
the prosecution policy and directives posit a model of criminal justice
with a National Director at the apex who is independent, fair,
consistent and absolutely free of political influence. In fact to try
to influence him is a criminal offence. Everywhere in the constitution,
the NPA Act, the prosecution policy and directives and the Code of
conduct are references to independence of prosecutors and their duty to
act without fear or favour.
105. As the head of the prosecuting authority the NDPP must insure
that all prosecutors follow the Constitution, the Act, and the other
instruments. His powers to review or reconsider a decision to prosecute
or not to prosecute a person must be made in the light of these
principles. His constitutional imperative to review decisions to
prosecute or not to prosecute is a unique role ascribed to him and
allows him to exercise this discretion.
106. The concept of a review or reconsideration assumes a role
somewhat elevated to and distant from the person whose decision is
being reviewed. It also assumes an unbiased, open and honest
reappraisal of the decision to prosecute. It is not to be lightly
entertained and is a constitutional imperative directed at affording an
accused the right to the reconsideration of a prosecution based on an
acknowledgement of the embarrassment, dislocation, disruption and
trauma that the mere bringing of a prosecution can entail. The effect
of the arguments raised by the respondent is that the applicant is not
entitled to enjoy this privilege, which is extended to others who by no
stretch of the imagination can be regarded as necessarily more worthy.
107. In this regard I do not consider this application as a
satellite or ancillary proceeding and I would distinguish it from the
cases, both South African and foreign, cited by Mr Trengove,
illustrating the very understandable reluctance of courts to consider
matters which should more properly be ventilated in the trial proper.
See R v DPP, ex parte Kebeline and Others [2000] 2 AC 326 (HL), Sharma
v Brown-Antoine and Others [2007] 1 WLR 780 (PC). In none of those
cases was there a provision which is the equivalent of section
179(5)(d).
108. The NDPP is the only member of the prosecuting authority who
has such a constitutional and statutory obligation to review and any
findings I make are restricted to this very narrow issue.
109. When the NDPP reviews a decision he will exercise this very
important obligation in the light of the prosecution policy and
directives and other considerations. On various occasions prosecutors
have declined to prosecute because of the old or young age of the
offender, the triviality of the offence, and the personal tragic
consequences to the offender of his offence, where his crime touches
those near and dear to him.
110. The NPA Act contemplates a number of prosecution scenarios
which need to be considered in turn. The first scenario envisages that
the NDPP or any Deputy NDPP, designated by him, has the power to
institute and conduct a prosecution in any court in the Republic in
person in terms of section 22(9) of the NPA Act. In other words the
NDPP can handle the whole case himself and appear personally in court
and conduct the prosecution. Nowhere in the papers does it appear that
this is such a case.
111. The second scenario posits a prosecution by the DPPs, the old
attorneys-general in their area of jurisdiction, in terms of section 24
of the NPA Act. Counsel were in agreement that the words 'after
consultation with the relevant DPP' in the Constitution would mean that
a review of one of their decisions by the NDPP would definitely require
him to take representations from the accused, the present applicant. At
the time of the writing of section 179(5)(d) there was no DSO and the
occasions when the NDPP prosecuted in person would have been rare, if
they ever occurred at all. Even today the manifold duties envisaged by
the Constitution and the NPA Act would preclude him ever appearing in
person.
112. It follows, therefore, that at the time of the promulgation of
relevant sub-section of the Constitution and, indeed the NPA Act, all
prosecutions would have been conducted by the DPPs in their geographic
regions or their duly authorized prosecutors in the High and
Magistrates Courts. This is abundantly clear and is supported by the
affidavit of Mr Hofmeyr for the respondent, where he explains that the
agreement reached at the Constitutional Committee of 4 April 1996 that
drafted the legislation was to that effect. The agreement read in part
'Mr Schutte reported that political parties had reached the
following agreements regarding the Attorney-General:
i There would be one prosecutorial authority: consisting of the
national attorney-general and other attorneys- general;
ii The attorneys-general would in principle be responsible for
prosecutions, with the national attorney-general being responsible for
laying down policy guidelines and ordering in specific cases a
prosecution where the guidelines have not been met, or where an
attorney-general has not met the guidelines and has refused to
prosecute...'
113. So at the time of its enactment the sub-section in question
would have availed every accused provided the NDPP decided to review a
decision to prosecute as they would have all emanated from the DPPs.
Excluded would have been the rare occasions he appeared in person.
114. Since the establishment of the DSO, what was the effect of that
on the right of an accused to make representations, when the NDPP
decided to review a decision to prosecute? The DSO has the power to
prosecute and institute criminal proceedings in terms of section 7 of
the NPA Act and it seems clear that the prosecution of Mr Shaik and the
applicant was carried out by them. The present indictment against the
applicant is signed by Aubrey Thanda Mngwengwe and he describes himself
as an Investigating Director of the DSO.
115. Section 7(3) of the NPA Act provides that the head of the
Directorate of Special Operations shall be a Deputy National Director
assigned by the National Director. In terms of section 13(1)(aA) the
president, after consultation with the Minister and National Director,
may appoint one or more Directors of Public Prosecutions to the DSO.
These would be properly qualified advocates, as the legislation
prescribes, and similar to the A-Gs of the old days. The effect of this
would be that there would be DPPs, who were head of the prosecution
authority, in the provinces i.e. the old A-Gs, and the DPPs in the DSO.
116. The investigation into the applicant was 'carried out by the
DSO' as Mr Ngcuka said at his press conference. The decision was made
by the NDPP and Mr McCarthy, who was a Deputy National Director of
Prosecutions and head of the DSO. This is not denied by the respondent
in his answering affidavits. In fact the respondent puts up an
affidavit by McCarthy in which he says 'Ngcuka and I did not accept the
investigation team's recommendation...'
117. The NDPP and McCarthy overruled the decision of the
investigation team, which was headed in all probability by a DPP.
Senior Special Investigator du Plooy says in the answering affidavit he
was 'duly designated by the Investigating Director to conduct the
investigation...' Such would be an Investigating DPP. If the NDPP was to
properly exercise his review powers with regard to DPPs it necessarily
implies that he did not make the decision as such to prosecute as this
would nullify his independence with regard to the review. Although he
clearly did make the decisions in conjunction with McCarthy and
probably a DPP that fact alone should, in my judgment, not have
disentitled an accused to make representations.
118. The DSO as a juristic entity had not come into being and
naturally there is no mention of it in 179(5)(d). Should the
Constitution be read so as to include the DSO (which does have DPPs)
when it mentions consultation with the relevant DPPs?
Section 39 of the Constitution
119. Section 39 of the Constitution deals with the interpretation of
legislation including the Bill of Rights. It provides as follows:
'39(1) When interpreting the Bill of Rights, a court, tribunal or
forum-
(a) must promote the values that underlie an open and democratic
society based on human dignity, equality and freedom;
(b) must consider international law; and
(c) may consider foreign law.
(2) When interpreting any legislation, and when developing the
common law or customary law, every court, tribunal or forum must
promote the spirit, purport and objects of the Bill of Rights.
120. If it is clear that when interpreting the Bill of Rights, a
court must promote the values that underlie an open and democratic
society that is based on human dignity, equality and freedom. The
provision of the right to make representations to an accused would pay
appropriate tribute to his right to human dignity, given the opprobrium
that is normally attendant upon a criminal trial. It would be grossly
unequal to allow representations to an accused on the happenstance that
his case emanated from a decision by a DPP and not the Deputy National
Director, who was head of the DSO. It might well have gone through the
hands of a DPP (the advocate with legal knowledge) in the DSO. I have
mentioned that the head of the investigation team was probably a DPP
and therefore the decision to prosecute involved consultation with him.
We know from the press articles annexed that Mr Mpshe was consulting
with his investigation team (headed by a DPP) before instituting a
prosecution in the second half of 2007. I therefore conclude that he
should have consulted with the applicant as well.
121. As I have mentioned sub-section (2) provides that when
interpreting any legislation, which must include the Constitution
itself, otherwise it would be self contradictory, every court must
promote the spirit, purport and objects of the Bill of Rights. These
rights include the very values that I have mentioned of human dignity,
equality and freedom. The proper exercise of the NDPP's review may in a
proper case result in an accused's freedom in the sense that if he
decides to decline to prosecute, the accused does not stand in jeopardy
of conviction and incarceration.
122. A consideration of the jurisprudence of the Constitutional
Court, with regard to interpreting legislation, would seem to fortify
me in this view. In Investigating Directorate: Serious Economic
Offences and Others v Hyundai Motor Distributors 2001 (1) SA 545 (CC)
the Court held at paras [21]-[24] that:
'All law-making authority must be exercised in accordance with the
Constitution. The Constitution is located in a history which involves a
transition from a society based on division, injustice and exclusion
from the democratic process to one which respects the dignity of all
citizens, and includes all in the process of governance. As such, the
process of interpreting the Constitution must recognise the context in
which we find ourselves and the Constitution's goal of a society based
on democratic values, social justice and fundamental human rights... The
Constitution requires that judicial officers read legislation, where
possible, in ways which give effect to its fundamental values.
Consistently with this, when the constitutionality of legislation is in
issue, they are under a duty to examine the objects and purport of an
Act and to read the provisions of the legislation, so far as is
possible, in conformity with the Constitution...
Accordingly, judicial officers must prefer interpretations of
legislation that fall within constitutional bounds over those that do
not, provided that such an interpretation can be reasonably ascribed to
the section...'
Reading in and reading out
123. It must be recalled that section 179(5)(d) speaks of the right
the NDPP has to review decisions and then there is a comma followed by
a number of sub-clauses. The sub-clauses conclude with the right of the
NDPP to consult with any other person or party whom the NDPP considers
to be relevant. Clearly the widest possible powers are given to the
NDPP when he embarks on his review. It would seem to me to do no
injustice to language to include the head of the DSO who is a Deputy
NDPP.
124. As I have indicated when section 179 of the Constitution was
fashioned all prosecutions flowed through the DPPs (except the rare
occasions - if ever - when the NDPP personally prosecuted) and
therefore every time the NDPP reviewed a decision he would have had to
hear representations from the accused. With the advent of the DSO in
2000 no amendment was made to the NPA Act or the Constitution to
include prosecutions that have their genesis there. In dealing with the
present state of the NPA Act it is necessary to embark on the process
of interpretation known as reading in.
125. The South African courts first accepted the notion of reading
in as an acceptable constitutional remedy in National Coalition of for
Gay and Lesbian Equality and Others v Minister of Home Affairs and
Others 2000 (2) SA 1 (CC). In that case the court set out the following
considerations inter alia for embarking on the process of reading in. I
am paraphrasing paragraphs [73] - [76] of the judgment. The court held
that the resulting provision once the words have been read in, must be
consistent with the constitution. The resulting provision must
interfere as little as possible with the laws adopted by the
legislature and the court must be able to, in reading in the words,
define with sufficient precision how the statute ought to be extended
to comply with the constitution. I believe that to read into the
legislation in question (the NPA Act) in such a manner as to extend the
group that presently appears to be limited to DPPs, to include the NDPP
himself and Deputy NDPPs, would be eminently consistent with the
constitution and would define with sufficient precision the group
involved.
126. All these circumstances incline me to the view that a proper
interpretation of the sub-section in question means that the NDPP ought
to have taken representations from the applicant before deciding to
prosecute him. The failure to do so means that what he did was not a
decision in terms of section 179(5)(d) and it was not therefore
prohibited from scrutiny and review by the court in terms of PAJA.
The NDPP offer to hear representations
127. The denial of the right to make representation was attacked on
another basis and although made in a slightly different context I am
inclined to determine that point as well on the basis of the decision
of the Constitutional Court in the case of S v Jordan and others (Sex
Workers Education and Advocacy Task Force and others as Amici Curiae)
2002(6) SA 642 (CC) at para 21.
128. Mr Kemp on behalf of the applicant has argued that the NDPP, in
the person of Mr Ngcuka, extended an invitation to the applicant,
alternatively the world at large, to make representations on the matter
of the prosecution in the matter of Mr Shaik, his entities and the
applicant. Mention has been made of the Press statement made on 23
August 2003 and such contains the following paragraph:
'25. We have never asked for nor sought mediation. We do not need
mediation and we do not mediate in matters of this nature. However, we
have no objection to people making representations to us, be it in
respect of prosecutions or investigations. In terms of section 22(4)(c)
of the Act, we are duty bound to consider representations.' (Emphasis
added).
129. What value does the court place on the NDPP's statement that he
had no objection to people making representations to him, be it in
respect of prosecutions or investigations? The statement was prefaced
with the mention of mediation and it could only have referred to a
possible mediation with the applicant and his legal representatives.
The NDPP undertook to consider representations. The simple corollary of
this was that he had no objection to their receipt. But he went further
and said that in terms of section 22(4)(c) of the NPA Act, he was duty
bound to consider the representations. Again that seemed to be a
promise and pledge to consider the representations.
130. Section 22(4)(c) provides that in addition to any other powers,
duties and functions conferred or imposed on or assigned to the
National Director by section 179 or any other provision of the
Constitution, this Act or any other law, the National Director, as the
head of the prosecuting authority, may consider such recommendations,
suggestions and requests concerning the prosecuting authority as he or
she may receive from any source.
131. The NDPP said he was duty bound to accept such representations
as were tendered in terms of that section. The simple meaning was that
it was a solemn undertaking to consider them when they came from any
source. As far as I understand the position that offer was never
retracted or withdrawn by Mr Ngcuka or any of his successors.
132. The applicant's attorneys wrote a letter to the NDPP dated 11
October 2007 requesting an opportunity to make prior representations in
respect of any decision to charge him. The letter is annexed and reads
in part as follows:
'The recent developments in the NPA inter alia;
1. The suspension of the National Director of Public Prosecutions;
2. The meeting of the Directorate of Special Operations of 25 June
2007;
3. The appointment of an acting National Director of Public
Prosecutions
has not gone unnoticed.
Further, it has been reported that your office is intent on engaging
in a review of certain cases of which the case against Mr Zuma
constitutes one such case.
Through the proceedings and the documentation filed of record
between Mr Zuma and the NDPP it is abundantly clear that certain
allegations have been made about the manner in which both the
investigation and the prosecution have occurred.
Accordingly may we request that in the conduct of such a review,
that we be afforded an opportunity to make representations either
orally or in writing which may better inform the decision which we
understand you are applying your mind to.'
133. The suspension mentioned in the letter refers to the suspension
of Mr Pikoli by the President and the appointment of an acting National
Director, Mr Mpshe. The allegations that were made clearly related to
the charge from the applicant that his case was being politically
driven. The response by Mr Mpshe given the next day was very laconic
and reads as follows:
'The J.G. Zuma matter is not a subject of a review. This matter is
undergoing further investigations the normal route for a decision to be
taken. It is still being dealt with by the DSO.'
134. It could be argued that this is not a refusal to hear his
representations but it was hardly a positive response. If the
applicant's matter was not subject to a review then there would be no
need for the NDPP to hear representations. The only implication is that
it was a refusal to consider any representations. It is not clear that
the applicant was following up on the offer, made by Mr Ngcuka, at the
press conference I have mentioned. Even if he was unaware of such offer
it does not seem to matter, as long as the offer remained open.
135. Mention is made in the letter of the review of certain cases
and this is clarified as follows by the applicant, who states that
during 2007 the NPA reviewed various cases, including that of
Commissioner J Selebi. Certain newspaper reports are annexed. Following
Mr Pikoli's suspension Mr Mpshe was appointed acting NDPP and he
applied to have certain warrants directed at Mr Selebi set aside.
136. Applicant says 'My case was one of those reported to be under
review. It would be odd and constitute unequal and discriminatory
treatment if my case was not reviewed and no representations were
called for.'
137. The newspaper article in question states
'The NDPP will decide soon whether to proceed with charging two of
the country's most powerful figures ANC presidential frontrunner Jacob
Zuma and police commissioner Jackie Selebi. The NPA said yesterday that
Mokotedi Mpshe was 'deliberating' the way forward in both cases... NPA
spokesman Tlali Tlali said Mpshe had met the team investigating Zuma
and was presented with a 'final briefing' on the contin